Inequality in Adaptive Capacity and Its Impact on Agricultural Efficiency: Evidence from Farm-Level Data in India

Narendra Kumar Dariya, S. Lingamurthy, Vandana Rathore, Shashi Kumar R., Muhammed Fazil

Abstract

Despite growing evidence on climate adaptation and agricultural efficiency, limited research has integrated adaptive capacity, technical efficiency, and structural inequality within a single analytical framework in climate-vulnerable regions of India. This study addresses this gap using a cross-sectional survey of 384 farm households selected through a multi-stage stratified sampling design across four agro-ecological zones of Rajasthan. Technical efficiency was estimated using Data Envelopment Analysis (DEA), its determinants were analysed using a Tobit regression model, and inequality was assessed using the Gini coefficient. The mean technical efficiency score was 0.64, indicating substantial scope for improving resource use. The Adaptation Index significantly increased technical efficiency (β = 0.041, p < 0.001), with each additional adaptation strategy raising efficiency by 3.2 percentage points. Irrigation access and wealth also exerted significant positive effects. However, efficiency gains remained uneven, with greater inequality among rain-fed (Gini = 0.367) and small farms (0.351) than irrigated (0.248) and large farms (0.221). The findings highlight the need for policies that strengthen adaptive capacity while reducing structural inequalities in access to resources.

Keywords

agricultural inequality; climate adaptation; data envelopment analysis; farm-level econometrics; technical efficiency

Full Text:

PDF

References

Akhtar, R., Masud, M. M., & Rahman, M. K. (2022). Farmers’ livelihood and adaptive capacity in the face of climate vulnerability. International Journal of Social Economics, 49(5). https://doi.org/10.1108/IJSE-04-2021-0239

Banker, R. D., Charnes, A., & Cooper, W. W. (1984). SOME MODELS FOR ESTIMATING TECHNICAL AND SCALE INEFFICIENCIES IN DATA ENVELOPMENT ANALYSIS. Management Science, 30(9). https://doi.org/10.1287/mnsc.30.9.1078

Barooah, P., Alvi, M., Ringler, C., & Pathak, V. (2023). Gender, agriculture policies, and climate-smart agriculture in India. Agricultural Systems, 212. https://doi.org/10.1016/j.agsy.2023.103751

Bobitan, N., Dumitrescu, D., & Burca, V. (2023). Agriculture’s Efficiency in the Context of Sustainable Agriculture—A Benchmarking Analysis of Financial Performance with Data Envelopment Analysis and Malmquist Index. Sustainability (Switzerland), 15(16). https://doi.org/10.3390/su151612169

Breusch, T. S., & Pagan, A. R. (1979). A Simple Test for Heteroscedasticity and Random Coefficient Variation. Econometrica, 47(5), 1287. https://doi.org/10.2307/1911963

Ceriani, L., & Verme, P. (2012). The origins of the Gini index: Extracts from Variabilità e Mutabilità (1912) by Corrado Gini. Journal of Economic Inequality, 10(3). https://doi.org/10.1007/s10888-011-9188-x

Chandel, R. B. S., Khan, A., Li, X., & Xia, X. (2022). Farm-Level Technical Efficiency and Its Determinants of Rice Production in Indo-Gangetic Plains: A Stochastic Frontier Model Approach. Sustainability (Switzerland), 14(4). https://doi.org/10.3390/su14042267

Charnes, A., Cooper, W. W., & Rhodes, E. (1978). Measuring the efficiency of decision making units. European Journal of Operational Research, 2(6). https://doi.org/10.1016/0377-2217(78)90138-8

COCHRAN, W. G. . (1977). Sampling techniques. (3rd ed.). Wiley.

Das, U., Ansari, M. A., & Ghosh, S. (2024). Measures of livelihoods and their effect on vulnerability of farmers to climate change: evidence from coastal and non-coastal regions in India. Environment, Development and Sustainability, 26(2). https://doi.org/10.1007/s10668-023-02911-z

Datta, P., & Behera, B. (2022). Factors Influencing the Feasibility, Effectiveness, and Sustainability of Farmers’ Adaptation Strategies to Climate Change in The Indian Eastern Himalayan Foothills. Environmental Management, 70(6). https://doi.org/10.1007/s00267-022-01724-6

Dey, S., & Singh, P. K. (2025). Market participation, market impact and marketing efficiency: an integrated market research on smallholder paddy farmers from Eastern India. Journal of Agribusiness in Developing and Emerging Economies, 15(2). https://doi.org/10.1108/JADEE-01-2023-0003

Dubey, A., Santra, A. K., Singh, M., Bhonsle, D., Khune, V. N., Dinani, O. P., Pathak, R., Singh, N., & Yadav, A. (2025). Evaluation of determinants affecting technical efficiency of dairy farms. Scientific Reports, 15(1). https://doi.org/10.1038/s41598-025-14597-6

Filmer, D., & Pritchett, L. H. (2001). Estimating wealth effects without expenditure data—or tears: An application to educational enrollments in states of India. Demography, 38(1). https://doi.org/10.1353/dem.2001.0003

Goswami, M., Gupta, A. K., Kishan, R., Baidya, S., Khan, Y. D. I., Prakash, S., Premkumar, A., & Nautiyal, S. (2023). An evaluation of climate resilient agricultural practices in India: a narrative synthesis of literature. Environmental Sustainability, 6(1). https://doi.org/10.1007/s42398-022-00255-4

Gu, W., Wang, F., Siebert, S., Kummu, M., Wang, X., Hong, C., Zhou, F., Zhu, Q., Liu, Y., & Qin, Y. (2024). The asymmetric impacts of international agricultural trade on water use scarcity, inequality and inequity. Nature Water, 2(4). https://doi.org/10.1038/s44221-024-00224-7

Guleria, A., Randev, A. K., Dev, K., & Singh, P. (2022). Resource use Efficiency of Agricultural Farms in Mid Hills of Indian North-Western Himalayas. Indian Journal of Ecology. https://doi.org/10.55362/ije/2022/3515

Gupta, A., Singh, R. kumar, Kumar, M., Sawant, C. P., & Gaikwad, B. B. (2022). On-farm irrigation water management in India: Challenges and research gaps*. In Irrigation and Drainage (Vol. 71, Number 1). https://doi.org/10.1002/ird.2637

Hanani AR, N., Rahman, M. S., Fahriyah, F., Pranowo, D., Toiba, H., Asmara, R., Sujarwo, S., Shaleh, M. I., Firdaus, M. W., ’Ula, M., & Retnoningsih, D. (2024). Does the climate change adaptation affect technical efficiency? Empirical evidence from potato farmers in East Java, Indonesia. Cogent Economics and Finance, 12(1). https://doi.org/10.1080/23322039.2024.2426528

Jinger, D., Kumar, R., Kakade, V., Dinesh, D., Singh, G., Pande, V. C., Bhatnagar, P. R., Rao, B. K., Vishwakarma, A. K., Kumar, D., & Singhal, V. (2022). Agroforestry for controlling soil erosion and enhancing system productivity in ravine lands of Western India under climate change scenario. Environmental Monitoring and Assessment, 194(4). https://doi.org/10.1007/s10661-022-09910-z

Kalli, R., Jena, P. R., Timilsina, R. R., Rahut, D. B., & Sonobe, T. (2024). Effect of irrigation on farm efficiency in tribal villages of Eastern India. Agricultural Water Management, 291. https://doi.org/10.1016/j.agwat.2023.108647

Karri, V., & Nalluri, N. (2024). Enhancing resilience to climate change through prospective strategies for climate-resilient agriculture to improve crop yield and food security. In Plant Science Today (Vol. 11, Number 1). https://doi.org/10.14719/pst.2140

Khatri-Chhetri, A., Sapkota, T. B., Maharjan, S., Cheerakkollil Konath, N., & Shirsath, P. (2023). Agricultural emissions reduction potential by improving technical efficiency in crop production. Agricultural Systems, 207. https://doi.org/10.1016/j.agsy.2023.103620

Kumar, A., & Sharma, P. (2022). Impact of Climate Variation on Agricultural Productivity and Food Security in Rural India. SSRN Electronic Journal. https://doi.org/10.2139/ssrn.4144089

Lalitha, N., Viswanathan, P. K., & Vinayan, S. (2024). Institutional Strengthening of Farmer Producer Organizations and Empowerment of Small Farmers in India: Evidence from a Case Study in Maharashtra. Millennial Asia, 15(2). https://doi.org/10.1177/09763996221098216

Liu, Y., Ruiz-Menjivar, J., Zavala, M., & Zhang, J. (2023). Examining the effects of climate change adaptation on technical efficiency of rice production. Mitigation and Adaptation Strategies for Global Change, 28(8). https://doi.org/10.1007/s11027-023-10092-3

Lu, C. C., Lin, I. F., Lin, T. Y., & Chiu, Y. ho. (2023). Two-stage dynamic data envelopment analysis measuring the overall efficiency and productivity changes of industry and agriculture in EU countries. Journal of Cleaner Production, 382. https://doi.org/10.1016/j.jclepro.2022.135332

Manogna, R. L., & Mishra, A. K. (2022). Agricultural production efficiency of Indian states: Evidence from data envelopment analysis. International Journal of Finance and Economics, 27(4). https://doi.org/10.1002/ijfe.2369

Matthan, T. (2023). Beyond bad weather: climates of uncertainty in rural India. Journal of Peasant Studies, 50(1). https://doi.org/10.1080/03066150.2022.2116316

Nayak, A. K., Tripathi, R., Dhal, B., Nayak, A. D., Vijayakumar, S., Satpathy, B., Chatterjee, D., Swain, C. K., Moharana, K. C., Nayak, P. K., Poonam, A., Mohanty, S., Shahid, M., Kumar, A., Mondal, B., Panda, B. B., Patra, A. K., Swain, S. K., & Pathak, H. (2023). Eco-efficiency and technical efficiency of different integrated farming systems in eastern India. International Journal of Agricultural Sustainability, 21(1). https://doi.org/10.1080/14735903.2023.2270250

Nigam, J., Raju, T. B., & Pannala, R. K. P. K. (2023). Performance Evaluation of Irrigation Canals Using Data Envelopment Analysis for Efficient and Sustainable Irrigation Management in Jharkhand State, India. Energies, 16(14). https://doi.org/10.3390/en16145490

Palsaniya, D. R., Kumar, S., Das, M. M., Kumar, T. K., Chaudhary, M., Chand, K., Rai, S. K., Ahmed, A., & Sahay, C. S. (2024). Ecosystem services from rain water harvesting, agroforestry and livestock based smallholder rain-fed integrated farming system. Agroforestry Systems, 98(7). https://doi.org/10.1007/s10457-024-01055-x

Paltasingh, K. R., Basantaray, A. K., & Jena, P. K. (2022). Land tenure security and farm efficiency in Indian agriculture: Revisiting an old debate. Land Use Policy, 114. https://doi.org/10.1016/j.landusepol.2021.105955

Pathak, H. (2023). Impact, adaptation, and mitigation of climate change in Indian agriculture. Environmental Monitoring and Assessment, 195(1). https://doi.org/10.1007/s10661-022-10537-3

Priyanto, Moh. W., Mulyo, J. H., Irham, I., Perwitasari, H., & Siregar, A. P. (2022). Does Climate Change Adaptation Improve Technical Efficiency of Rice Farming? Findings From Yogyakarta Province Indonesia. Jurnal Manajemen Dan Agribisnis. https://doi.org/10.17358/jma.19.2.184

Sah, S. (2024). Evaluating Climate-Smart Agriculture: Effects on Productivity, Sustainability and Farmer Resilience in India. Article in International Journal of Integrative Research.

Saxena, A., Anandhi, R. J., Ramesh, B., Fande, A., Chandra, P. K., Sethi, V. A., & Al-Farouni, M. (2024). Advancing sustainable agriculture through resource efficiency. E3S Web of Conferences, 507. https://doi.org/10.1051/e3sconf/202450701006

Shahbaz, P., Haq, S. ul, & Boz, I. (2022). Linking climate change adaptation practices with farm technical efficiency and fertilizer use: a study of wheat–maize mix cropping zone of Punjab province, Pakistan. Environmental Science and Pollution Research, 29(12). https://doi.org/10.1007/s11356-021-16844-5

Sikka, A. K., Alam, M. F., & Mandave, V. (2022). Agricultural water management practices to improve the climate resilience of irrigated agriculture in India. Irrigation and Drainage, 71(S1). https://doi.org/10.1002/ird.2696

Singh, A. K., Kumar, S., & Jyoti, B. (2022). Influence of climate change on agricultural sustainability in India: A state-wise panel data analysis. Asian Journal of Agriculture, 6(1). https://doi.org/10.13057/asianjagric/g060103

Srinivasarao, C., Baral, K., Chandana, V. M., Jagadesh, M., & Karthik, R. (2024). Climate change adaptation and mitigation in Indian agriculture. Journal of Agrometeorology, 26(2). https://doi.org/10.54386/jam.v26i2.2582

Refbacks

  • There are currently no refbacks.